The operating system must employ a deny-all, permit-by-exception policy to allow the execution of authorized software programs.

Overview

Finding ID	Version	Rule ID	IA Controls	Severity
V-253262	WN11-00-000035	SV-253262r828870_rule		Medium

Description
Utilizing an allowlist provides a configuration management method for allowing the execution of only authorized software. Using only authorized software decreases risk by limiting the number of potential vulnerabilities. The organization must identify authorized software programs and only permit execution of authorized software. The process used to identify software programs that are authorized to execute on organizational information systems is commonly referred to as allowlisting.

Description

Utilizing an allowlist provides a configuration management method for allowing the execution of only authorized software. Using only authorized software decreases risk by limiting the number of potential vulnerabilities. The organization must identify authorized software programs and only permit execution of authorized software. The process used to identify software programs that are authorized to execute on organizational information systems is commonly referred to as allowlisting.

STIG	Date
Microsoft Windows 11 Security Technical Implementation Guide	2022-08-31

Details

Check Text ( C-56715r828868_chk )
This is applicable to unclassified systems. Verify the operating system employs a deny-all, permit-by-exception policy to allow the execution of authorized software programs. This must include packaged apps such as the universals apps installed by default on systems. If an application allowlisting program is not in use on the system, this is a finding. Configuration of allowlisting applications will vary by the program. AppLocker is an allowlisting application built into Windows 11 Enterprise. A deny-by-default implementation is initiated by enabling any AppLocker rules within a category, only allowing what is specified by defined rules. If AppLocker is used, perform the following to view the configuration of AppLocker: Run "PowerShell". Execute the following command, substituting [c:\temp\file.xml] with a location and file name appropriate for the system: Get-AppLockerPolicy -Effective -XML > c:\temp\file.xml This will produce an xml file with the effective settings that can be viewed in a browser or opened in a program such as Excel for review. Implementation guidance for AppLocker is available in the NSA paper "Application Whitelisting using Microsoft AppLocker" at the following link: https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-whitelisting-using-microsoft-applocker.cfm

Check Text ( C-56715r828868_chk )

This is applicable to unclassified systems.
Verify the operating system employs a deny-all, permit-by-exception policy to allow the execution of authorized software programs. This must include packaged apps such as the universals apps installed by default on systems.

If an application allowlisting program is not in use on the system, this is a finding.

Configuration of allowlisting applications will vary by the program.

AppLocker is an allowlisting application built into Windows 11 Enterprise. A deny-by-default implementation is initiated by enabling any AppLocker rules within a category, only allowing what is specified by defined rules.

If AppLocker is used, perform the following to view the configuration of AppLocker:
Run "PowerShell".

Execute the following command, substituting [c:\temp\file.xml] with a location and file name appropriate for the system:
Get-AppLockerPolicy -Effective -XML > c:\temp\file.xml

This will produce an xml file with the effective settings that can be viewed in a browser or opened in a program such as Excel for review.

Implementation guidance for AppLocker is available in the NSA paper "Application Whitelisting using Microsoft AppLocker" at the following link:

https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-whitelisting-using-microsoft-applocker.cfm

Fix Text (F-56665r828869_fix)
Configure an application allowlisting program to employ a deny-all, permit-by-exception policy to allow the execution of authorized software programs. Configuration of allowlisting applications will vary by the program. AppLocker is an allowlisting application built into Windows 11 Enterprise. If AppLocker is used, it is configured through group policy in Computer Configuration >> Windows Settings >> Security Settings >> Application Control Policies >> AppLocker. Implementation guidance for AppLocker is available in the NSA paper "Application allowlisting using Microsoft AppLocker" at the following link: https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-allowlisting-using-microsoft-applocker.cfm

Fix Text (F-56665r828869_fix)

Configure an application allowlisting program to employ a deny-all, permit-by-exception policy to allow the execution of authorized software programs.

Configuration of allowlisting applications will vary by the program. AppLocker is an allowlisting application built into Windows 11 Enterprise.

If AppLocker is used, it is configured through group policy in Computer Configuration >> Windows Settings >> Security Settings >> Application Control Policies >> AppLocker.

Implementation guidance for AppLocker is available in the NSA paper "Application allowlisting using Microsoft AppLocker" at the following link:

https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-allowlisting-using-microsoft-applocker.cfm